Description
Table of Contents
Page
Introduction…………………………………………………………………………………………………….3
Overview of Bill Hwang and the Collapse of Archegos Capital Management…………….4
The Impact on Banks…………………………………………………………………………………………5
Family Offices are Subject to the Same Rules as Other Institutional Investors/ Exempt from Registering as Investment Advisors…………………………………………………………………..7
Potential Repercussions on Family Offices…………………………………………………………10
- Political pressure may result in tougher regulation
- Redefining a “family office”
- 13F enforcement action/including swaps in 13Fs
- SEC regulating security-based swaps
- Tightening of prime brokerage terms
Footnotes……………………………………………………………………………………………………….15
About Peltz International Inc……………………………………………………………………………17