Rescheduled* Morning Seminar/Working Breakfast – Regulatory Update for Family Offices

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Regulatory Update for Family Offices

  • How the SEC rule applies to family offices
    • What is/isn’t included in the “family office” definition
    • Family office exemptions
  • Possible pitfalls and how to avoid them
    • co-investing
    • bringing in third party capital
  • CFTC issues
  • Registration under the Investment Advisers Act of 1940
    • costs to register
    • surviving the SEC examination
    • maintaining different entities
  • Best practices
  • Outlook – Expected changes in 2017
    • carried interest
    • tax proposal
    • valuation discounts
    • definition of accredited investor/new category


Heath Weisberg, CAM Capital/Caxton Alternatives Mgt

Timothy Terry, Hartz Capital

Greg Florio, Orical

Sponsored by Orical LLC

101 Club, 101 Park Avenue (corner of 40th Street)

8:15-8:30         Registration

8:30- 11:00      Seminar

*rescheduled due to snow storm on Feb 9


Speakers (Click for More Info):