Description
Regulatory Update for Family Offices
- How the SEC rule applies to family offices
- What is/isn’t included in the “family office” definition
- Family office exemptions
- Possible pitfalls and how to avoid them
- co-investing
- bringing in third party capital
- CFTC issues
- Registration under the Investment Advisers Act of 1940
- costs to register
- surviving the SEC examination
- maintaining different entities
- Best practices
- Outlook – Expected changes in 2017
- carried interest
- tax proposal
- valuation discounts
- definition of accredited investor/new category
Speakers:
Heath Weisberg, CAM Capital/Caxton Alternatives Mgt
Timothy Terry, Hartz Capital
Greg Florio, Orical
Sponsored by Orical LLC
101 Club, 101 Park Avenue (corner of 40th Street)
8:15-8:30 Registration
8:30- 11:00 Seminar
*rescheduled due to snow storm on Feb 9