Manager Seminar – Best Practices for Raising Early-Stage Capital and SEC Compliance

$50.00

4:15 – 4:30 pm  Registration

4:30-6:30 pm   Seminar

6:30 – 7:30 pm Reception

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Description

 

 

The current environment for launching new funds and raising early stage capital

Various approaches:

  • Traditional seeding model – still viable?
  • Online platforms
  • Role of separately managed accounts as a source of capital

Structural approaches for early stage investing

Benefits of investing with emerging managers

What investors are looking for in the due diligence process

Can managers build institutional quality infrastructure with limited resources and AUM?

  • Role of outsourced compliance solution

SEC hot button exam priorities for managers

Speakers:

David Sachs, Stable Asset Management

Tom Zucosky, Discovery Capital

Irwin Latner, Pepper Hamilton

Sandy Lee, Eight Seven Capital

 

Sponsored by Pepper Hamilton

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